Services · Compliance · GLI & Certification Readiness

The audit does not find problems.
It confirms they were always there.

GLI certification, ISO audits and regulatory reviews reveal gaps that existed since launch. The difference between passing and failing is whether readiness was built before scrutiny arrived.

Octus prepares the operation for audit. It does not act as the certifying or auditing body.

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Problem

Evidence is scattered. No register, no version control, no audit trail.

Policies exist but do not match actual operations. What is written is not what happens.

The team has never been through a formal review. Questions they cannot answer become findings.

Gaps found internally are fixable. Gaps found externally are expensive.

Readiness is not a last-minute exercise. It is a structural build.

What we actually build

Gap analysis

Comprehensive review against certification or audit requirements.

Evidence framework

Structured register, version control, document mapping aligned to audit criteria.

Remediation

Closing gaps with operational changes, not documentation updates.

Mock audit

Internal stress test simulating the formal review. Weaknesses found before they become findings.

Coordination

Direct coordination with laboratories and certification providers such as GLI, sequenced with the relevant regulatory authorities.

Team preparation

Key personnel understand the process, respond to questions, demonstrate competence.

Scope: GLI certification, ISO 27001, ISO 37001, regulatory inspections, banking due diligence audits, MONEYVAL-aligned AML reviews.

Consequence

Critical findings create regulatory consequences and financial penalties.

Failed certification delays market entry or triggers licence review.

Banking partners lose confidence after adverse audit results.

Remediation under pressure costs 3-5x more than preparation.

Qualification

Audit or certification scheduled and readiness uncertain.

Documentation does not match operations.

Previous audit had critical findings needing remediation.

Entering a jurisdiction with mandatory certification requirements.

Not for you if

Looking for someone to conduct the formal audit itself.

Compliance maturity is already confirmed and tested.

If the evidence is not ready before the audit, the findings are already written.

Prepare before scrutiny arrives.

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